Internal Audit. Question. Solution. Course objectives. Course benefits. Who is it for?

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1 Dates and locations Warszawa: 21 October 2013 Wrocław: May / June 2014 Internal Audit Client Relations Officer - Warszawa Aleksandra Krempin Tel aleksandra.krempin@pl.ey.com - Wrocław Beata Kaputa Tel beata.kaputa@pl.ey.com academyofbusiness@pl.ey.com Ernst & Young Academy of Business al. Armii Ludowej Warszawa Tel Fax Question I am starting my work as an auditor. I have read the standards, but I would like to find out about the practical aspects of this job. Solution A 6-day course preparing participants for work as internal auditors in a private company as well as in a public finance sector. Course objectives To understand the rules of effective internal audit procedures To understand the role and objectives of internal audit in an organisation To discuss the practical implementation of internal audit procedures To present possible applications of the internal auditors work Course benefits After the course the participants will be able to: Identify and assess existing processes in an organisation Document the processes in an organisation Design an internal control system and identify the types of risk Prepare and present an internal audit report Who is it for? The course is designed mainly for the employees of the internal audit departments who would like to familiarize themselves with the audit function as well as for all interested in internal audit who would like to broaden their knowledge in this area.

2 Internal Audit 2 Course programme Day 1 Introduction: development of internal audit, audit scope, types of audit Internal auditor as a consultant Internal audit function in the management process Corporate governance Independence. Professional ethics Internal Audit Standards Audit engagement overview of stages of the audit Planning: long term and annual planes, audit program Internal control system Day 2 Materiality level Preliminary review Risk: types of risk, risk factors, risk analyses and evaluation Evaluation of risk case study Identification of process Documentation of process Notes Questionnaires Checklists Flowcharts Day 3 Documentation and evaluation of the process case study Walkthrough tests Audit tests types of tests. Advantages and disadvantages of the tests Audit program Day 4 Audit evidence types, characteristic: Analytical procedures Documents Observation Statements Preparation of audit documentation rules and organization of audit files. Tests of control and substantive tests case study. Assessment of audit evidence Day 5 Audit report: Objectives, timeliness, elements of the report Types of report Follow up: Scope, procedures Case study assessments of the system The following will be required: (1) preparation of system documentation, (2) analysis of risk and identification of controls, (3) identification of weakness in the system, (4) preparation of audit program, (5) preparation of extract from the audit report Day 6 Fraud Basic types of fraud Risk factors Red flags Controls Fraud engagement procedures Managing the audit department Responsibilities Internal procedures Audit manual Resources: job descriptions, recruitment, training, appraisal Quality assurance Summary Exam an additional day The exam will cover the topics discussed during the course. The condition for obtaining the diploma is passing the exam with a mark of at least 50%.

3 Internal Audit 3 Course structure This is a 6-day course encompassing lectures, question and answer sessions, practical exercises and examples. The participants receive materials containing both a theoretical and a practical part. The theoretical part is a summary of key internal audit issues. The practical part consists of questions and answers. It is possible to contact the trainer by in case of any problems or questions. The course is concluded with an exam the results of which entitle the participants to receive an Ernst & Young Academy of Business Diploma. The course takes place from 9 am until 5 pm. There are two coffee breaks and an hour lunch break. Course locations and dates The courses take place in Warsaw and Wrocław (6-day programme) Module 1 Module 2 Warszawa October 2013 (3 days) November 2013 (3 days) Wrocław May / June 2014 Exam TBA TBA Price We offer courses at promotional prices! Warszawa/Wrocław 6-day programme Standard price* Promotional price** 5300 zł + 23% VAT 4950 zł + 23% VAT *The course price includes materials, coffee breaks and lunches. **The promotional price covers materials, coffee breaks and lunches. Payment should be made before the start of the course based on a pro-forma invoice. After the payment is received a VAT invoice will be issued to all participants. Application If you would like to participate in the course, please fill in the application form and send it by fax:

4 Internal Audit 4 Recommendations Our courses fulfill the requirements of the international professional organisations such as ACCA, IIA, relating to continuing professional development of their members (CPD). In order to broaden the acquired knowledge we offer some complementary courses: CIA and CGAP training course preparing to acquire international professional qualifications. Value for money audit a two-day course whose purpose is to understand connections between a value for money audit and efficiency management. The participants will learn how to plan and design a value for money audit. Process analysis for internal auditors a two-day course which will develop participants skills in how to properly describe a business process and to explain how such processes function. Risk management a two-day course designed for managers and employees interested in risk analysis in an organization as well as for all those interested in risk management. Effective communication as a tool for building auditor s authority a two-day course perfecting the skills of effective communication in an organization. Additionally we recommend the following courses to improve competencies in the area of internal control: Finance for non-financial managers a series of courses presenting the practical aspects of corporate finance for those using financial data on a regular basis but do not possess thorough financial education. Law for managers or what a manager should know before he calls a lawyer/attorney a series of four one-day courses aimed at broadening knowledge about the functioning of an enterprise. The participants will learn the practical aspects of law facilitating their business and private lives. If you would like to receive more detailed information, please call or us at: academyofbusiness@pl.ey.com Information about the full range of our courses is available on our website at:

5 Internal Audit 5 Application Form Please complete this form and return by fax to: All information concerning the programme will be sent by to the address indicated. Name and Surname Job title Correspondence address (preferably company address) Tel. no: Address for invoicing incl. NIP I learned about the programme from the press offer sent to the company website other source I confirm my participation in Internal Audit training course Warszawa (October/November 2013) Wrocław (May/June 2014) Warunki uczestnictwa w szkoleniu: Na tydzień przed szkoleniem otrzymają Państwo fakturę pro-forma - warunkiem uczestnictwa jest przesłanie faksem kopii płatności. Opłata powinna być dokonana poprzez przekaz bankowy HSBC Bank Polska, nr rachunku (PLN): Po dokonaniu płatności otrzymają Państwo fakturę VAT. Przy odwołaniu zgłoszenia wpłata na poczet uczestnictwa w kursie nie podlega zwrotowi. Możliwe jest zastępstwo zgłoszonego uczestnika Uprzejmie informujemy, iż nieobecność na szkoleniu nie stanowi podstawy do zwrotu należności za szkolenie. zastrzega sobie prawo do odwołania lub zmiany terminu szkolenia. W trybie art. 10 ust. 2 ustawy z dnia 18 lipca 2002 roku o świadczeniu usług drogą elektroniczną (Dz. U. Nr 144 poz. 1204), wyrażam zgodę na otrzymywanie od, drogą elektroniczną na wskazany powyżej adres elektroniczny, informacji dotyczących tego szkolenia jak i informacji o innych produktach szkoleniowych. Wyrażam również zgodę na przetwarzanie moich danych osobowych dla potrzeb niezbędnych do otrzymywania informacji z firmy Ernst & Young Academy of Business sp. z o.o., ul. Armii Ludowej 26, Warszawa (zgodnie z Ustawą z r. o Ochronie Danych Osobowych, Dz. U nr 101 poz. 926, ze zm). Równocześnie oświadczam, iż poinformowano mnie o przysługującym mi prawie odwołania udzielonej zgody, co spowoduje niezwłoczne zaprzestanie przesyłania mi informacji handlowych.... Signature and data Company stamp

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